- Counsel to underwriter in public stock offering by developer of underground public utility mapping software.
- Counsel to issuer in public stock offering by software developer of voice communications and multimedia solutions using VoIP.
- Counsel to India-based / California software developer of web and smartphone applications.
- Represented technology executive and medical professional in parallel SEC enforcement action and U.S. Department of Justice prosecution of multi-million dollar investor relations insider trading ring.
- Represented physician director-shareholder of company subject of SEC enforcement action and DOJ prosecution in connection with multi-level marketing / pyramid scheme issue.
- Represented U.S. public company in SEC market manipulation case against client’s Asian-based investors and vendors.
- Represented U.S. chemical engineering firm in sale of Mexican industrial waterproofing subsidiary, including intellectual property rights, to subsidiary’s management.
- Counsel to manufacturer of automated laser cutting, and robotic part handling/positioning systems in customer disputes involving engineering performance specifications.
- Counsel to OEM electronic circuit board manufacturer in intellectual property and tangible asset acquisition.
- Counsel to surviving firm in reverse triangular merger of property and casualty insurance companies.
- Counsel to Canadian parent / U.S. DOT registered motor carrier subsidiary.
- Represented commercial/residential interior remodeling sub-franchisor /franchisee in multi-state investigation of franchisor’s sales practices.
- Counsel to dental laboratory supply firm in exclusive distribution agreement with manufacturer of patented polyurethane chemical compounds with dentistry applications.